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Victory Capital Services, Inc. (“VCS”) is a broker dealer registered with the SEC and a member of FINRA and SIPC. As the introducing broker for your brokerage account VCS is responsible for answering your questions, providing you with customer service as well as other activities such as supervising your account and approving your trades. Pershing LLC is the clearing broker for your account and is responsible for activities such as processing trades and sending you statements and tax documents.

VCS is a member of the Victory Capital family of companies. Victory Capital offers a wide array of investment products, including mutual funds, ETFs, separately managed accounts, alternative investments, third-party ETF model strategies, collective investment trusts, private funds, and a 529 Education Savings Plan. Our parent company is Victory Capital Holdings, Inc. which is publicly traded on the NASDAQ exchange under the ticker symbol VCTR.